Regulatory consulting & compliance solutions for Financial Institutions

Regulated financial institutions face the challenge of implementing complex requirements such as DORA, the AI Act, NIS2 or MaRisk efficiently. Finoventis supports you with clear, actionable and tailored compliance consulting – precisely aligned with your organisation

Schedule a no-obligation consultation

Does this sound familiar?

As a trusted partner to regulated financial institutions, we are familiar with the typical challenges surrounding DORA, the AI Act, XAIT, MaRisk & more. We show you how pragmatic support and clear processes can significantly ease your compliance burden

Regulatory requirements are increasing – while oversight is fading

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DORA, AI Act, CRR, KWG, MaRisk, BAIT, EBA Guidelines: New regulations emerge faster than internal processes can adapt. The result? Uncertainty in implementation and increased operational risk.

Compliance requirements fall by the wayside in daily operations

Icon eines Bildschirms – steht für digitale Compliance-Projekte, die im Tagesgeschäft untergehen

The requirements are there – but your team lacks the time to analyse, implement and document them properly? Strategic compliance projects are postponed again and again.

Large consultancies deliver concepts – but rarely pragmatic solutions

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While large consultancies deliver complex concepts, they often lack concrete, actionable solutions for the day-to-day reality of small and mid-sized institutions. Especially for SMEs in the financial sector, PowerPoint concepts are not what’s needed – but rather a partner who understands operational realities and provides pragmatic support.

Externe und interne Prüfungen verursachen Stress statt Sicherheit

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Audit readiness is more than a buzzword – it's a continuous process.Yet uncertainty persists: Is everything complete, documented, plausible? Pressure rises – both internally and externally.

Our solutions for your regulatory challenges

Strategy

License Applications

Regulatory Consulting

Project Management

What sets us apart

Pragmatic, not Theoretical

Icon einer Schachfigur Bauer – steht für praxisnahe, funktionierende Lösungen im Alltag

Personal, not Anonymous

Icon zweier stilisierter Personen – symbolisiert persönliche, direkte Zusammenarbeit mit erfahrenen Experten

Tailored, not Off-the-Shelf

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Venn-Diagramm mit den Überschriften ‚Pragmatisch‘, ‚Persönlich‘ und ‚Individuell‘ – im Schnittpunkt steht Finoventis als Beratungsunternehmen, das alle drei Werte vereintVenn diagram with the headings 'Pragmatic', 'Personal', and 'Tailored' – at the intersection stands Finoventis, a consulting firm that embodies all three values.

Our Commitment

Personal. Competent. Reliable.

I founded Finoventis because I know from experience how challenging it is to implement regulatory requirements in the day-to-day operations of small and medium-sized financial institutions.

After many years advising and auditing regulated institutions – from banks and investment firms to asset management companies – it became clear to me: the problem is often not a lack of knowledge, but a lack of accountable, clear processes, and technological support.

The financial industry needs fresh momentum – and that is exactly what Finoventis represents. We bring new wind into established structures, combining deep expertise with technological foresight and pragmatic execution. This way, regulation does not become a burden, but something that is manageable and predictable.

We work with you personally – with sound judgement, a deep understanding of your operations, and a commitment to truly solving your challenges. Finoventis stands for reliability, clarity and tailored, eye-level advice. We are the driving force your business needs.

Your challenge in focus – structured, confidential, solution-oriented

In a 30-minute consultation, we analyse your challenge and outline potential solutions

What to expect:

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Free initial consultation

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Non-binding solution outline

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Concrete implementation steps

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Transparent resource planning

30 minutes for more clarity – Book your appointment

Ihr Anliegen im Fokus – strukturiert, vertraulich, zielführend

In einem 30-minütigen Gespräch analysieren wir gemeinsam Ihre Herausforderungen – und zeigen erste Lösungswege auf

Das erwartet Sie im Erstgespräch

Bestätigt

Kostenlose Erstberatung

Bestätigt

Unverbindlich & vertraulich

Bestätigt

Konkrete Lösungsansätze

Bestätigt

Transparente Preisgestaltung

30 Minuten für mehr Klarheit – Termin vereinbaren

Frequently Asked Questions (FAQ)

Clarity before the first meeting

What happens after the initial consultation?

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If desired, you’ll receive a concrete, transparent and non-binding proposal for the next steps.

How does the collaboration work?

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We work flexibly, pragmatically and based on your needs – on-site or remotely.

What added value does Finoventis provide?

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With Finoventis, you gain clarity, efficiency and regulatory confidence. We deliver practical solutions that simplify your day-to-day operations, reduce regulatory risk and prepare your organisation for the future. Our mission: maximum impact with minimal complexity.

What services does Finoventis offer?

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Finoventis advises regulated financial institutions on implementing regulatory requirements – practical, solution-driven and focused on efficiency and digitalisation.

Why should I choose Finoventis?

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Because you don't need off-the-shelf advice – you need a partner who speaks your language. At Finoventis, you work directly with an experienced expert who knows your industry and tackles challenges pragmatically – personally, efficiently and without unnecessary overhead.

Are my data protected?

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Your data is protected by a multi-layered security concept tailored to the needs of financial institutions. We use multi-factor authentication and a certified mobile device management system. We also work exclusively with GDPR-compliant cloud providers and have strict access controls in place. All our staff are bound by confidentiality.

Got questions?

We’re happy to offer you a free initial consultation