As a specialized consulting firm for financial institutions, we support you in the strategic, regulatory and operational implementation of your plans. Our promise: pragmatic, reliable, and forward-looking. Whether new business models, regulatory requirements, or complex projects – we support you with experience, foresight and a clear focus on your individual challenges
Schedule a no-obligation consultationIn regulated companies, responsibilities are clearly defined – and each role brings its own challenges.That’s why we always approach our consulting from your perspective: individual, practical, and solution-oriented
As an executive, you're ultimately responsible for regulatory compliance. We support you in identifying key issues early, assessing risks, and managing them pragmatically – with structure, technology, and strategic foresight.
AI solutions offer opportunities – but also new regulatory and ethical risks. We help you translate requirements like transparency, traceability, and governance into practice – in line with the AI Act, GDPR, and industry-specific regulations.
Whether it's a registered information, outsourcing register, risk analysis or contract monitoring – we help you establish a third-party management system that meets regulatory requirements and works in day-to-day operations.
You ensure regulatory compliance – we help you implement an effective compliance framework that is clearly documented, audit-proof, and supported by technology.
From protection needs assessment to ISMS and vendor oversight: We guide you through DORA, BAIT and ISO 27001 requirements – in a practical and scalable way.
We support your AML efforts from risk assessment to internal safeguards and communication with regulators or law enforcement – clearly structured and defensible in practice.
We help you design risk analyses, early warning systems, and risk reporting that create real added value – structured, automated, and integrated with your internal controls.
Whether payment services, securities business, or FinTech products: We translate regulatory requirements into operational processes – tailored to your business and built for real-world implementation.
Finoventis supports small and mid-sized credit institutions, payment service providers, investment firms, insurance companies and asset managers, as well as FinTechs, in implementing regulatory requirements – with a hands-on approach, strategic depth and a sound understanding of technology
Finoventis supports small and mid-sized credit institutions, payment service providers, investment firms, insurance companies and asset managers, as well as FinTechs, in implementing regulatory requirements – with a hands-on approach, strategic depth and a sound understanding of technology
Whether regulatory changes, technological advances or new market demands – a clear strategic direction is essential to securing the long-term success of your business model.
WiWe help you sharpen your goals, set priorities and define concrete measures for implementation.
Regulated firms regularly face the challenge of submitting supervisory approval requests in a complete and timely manner – whether for new products, business areas or staffing changes.
We guide you through the entire process with a clear roadmap – ensuring that no detail is overlooked.
The growing volume of regulatory requirements poses increasing challenges. However, those who understand and operationalise compliance can turn it into a competitive advantage.
We help you embed AI Act, MaRisk, DORA, BAIT & others into your structures – effective, comprehensible and audit-proof.
Regulatory and strategic initiatives require methodical precision and strict implementation. Lack of ownership or weak project governance often results in delays.
We bring structure, pace and transparency to your projects – with a clear focus on efficiency and results.
Our services are tailored to decision-makers and subject matter experts in regulated financial institutions
TRADITIONAL BANKING
Comprehensive advisory services on DORA, KWG, MaRisk, AI Act, CRR, EBA guidelines, and national supervisory requirements for banks of all sizes.
Transforming complex regulatory requirements into viable strategies.
INVESTMENT SERVICES
Expertise in MiFID II, MaComp, Retail Investment Package, securities trading, investment advice, and institutional asset management.
Consulting as equals – balancing market logic and regulatory obligations.
PAYMENT SERVICES
PSD/PSR implementation, open banking, fraud management, and digital payment solutions.
Grow with agility – without regulatory friction.
ASSET MANAGEMENT
AIFMD, UCITS, KAGB, fund management, and institutional asset management under German and European law.
Navigate AIFMD, UCITS & Co. with confidence.
INSURANCE
Solvency II, MaGo, risk management, and governance structures for insurance firms.
Shaping governance and risk management with foresight.
DIGITAL FINANCE
Regulatory support for licensing (e.g., MiCAR, KWG), establishing effective compliance structures, and scaling digital financial services.
Understand regulation. Scale compliance.
Structured, transparent and goal-oriented – this is how we lead your projects to success
1
Clear objectives, stakeholder mapping and a solid project setup – ensuring a smooth and efficient start.
Project Charter • Stakeholder Matrix • Communication Plan • Risk Assessment
2
Feasible timelines, optimal resource allocation and proactive compliance integration – preventing failure due to unrealistic expectations.
Tangible Outcomes: Detailed Roadmap • Resource Plan • Compliance Checklist • Milestone Definition
3
Ongoing monitoring, proactive problem-solving and rigorous quality assurance – we keep your project on track.
Tangible Outcomes: Weekly Status Reports • Quality Reviews • Risk Updates • Stakeholder Briefings
4
Structured handover, comprehensive documentation and lessons learned – ensuring your success is sustainable.
Handover Protocol • Project Documentation • Lessons Learned • Success Metrics
Structured, transparent and goal-oriented – this is how we lead your projects to success
1
Clear objectives, stakeholder mapping and a solid project setup – ensuring a smooth and efficient start
Project Charter • Stakeholder Matrix • Communication Plan • Risk Assessment
2
Feasible timelines, optimal resource allocation and proactive compliance integration – preventing failure due to unrealistic expectations
Detailed Roadmap • Resource Plan • Compliance Checklist • Milestone Definition
3
Ongoing monitoring, proactive problem-solving and rigorous quality assurance – we keep your project on track
Weekly Status Reports • Quality Reviews • Risk Updates • Stakeholder Briefings
4
Structured handover, comprehensive documentation and lessons learned – ensuring your success is sustainable
Handover Protocol • Project Documentation • Lessons Learned • Success Metrics
In a 30-minute consultation, we analyse your challenge and outline potential solutions
Identification of key issues – with no cost or obligation
First tailored recommendations for action
A structured roadmap with realistic timelines
A reliable estimate of scope, timeline and investment – for your budget planning
In einem 30-minütigen Gespräch analysieren wir gemeinsam Ihre Herausforderungen – und zeigen erste Lösungswege auf
Kostenlose Erstberatung
Unverbindlich & vertraulich
Konkrete Lösungsansätze
Transparente Preisgestaltung
If desired, you’ll receive a concrete, transparent and non-binding proposal for the next steps.
We work flexibly, pragmatically and based on your needs – on-site or remotely.
With Finoventis, you gain clarity, efficiency and regulatory confidence. We deliver practical solutions that simplify your day-to-day operations, reduce regulatory risk and prepare your organisation for the future. Our mission: maximum impact with minimal complexity.
Finoventis advises regulated financial institutions on implementing regulatory requirements – practical, solution-driven and focused on efficiency and digitalisation.
Because you don't need off-the-shelf advice – you need a partner who speaks your language. At Finoventis, you work directly with an experienced expert who knows your industry and tackles challenges pragmatically – personally, efficiently and without unnecessary overhead.
Your data is protected by a multi-layered security concept tailored to the needs of financial institutions. We use multi-factor authentication and a certified mobile device management system. We also work exclusively with GDPR-compliant cloud providers and have strict access controls in place. All our staff are bound by confidentiality.
We’re happy to offer you a free initial consultation
